Developing Application for Fintech

Code of Ethics (COE) module is additional functionality integrated into the Compliance Alpha platform. COE provides a firm’s compliance departments with the ability to electronically manage code of ethics.

Challenges in converting existing manual procedure of handling the trade requests to web-oriented platform

Implementing the Rule book of accepting, rejecting or resolving trades as a Rule Engine to generate item of interests

Minimize the human efforts by clearing most of the trade requests based on rules and highlight only those scenarios which requires additional review/action

Created robust and scalable architecture to enable rapid development and add more components as the product matures and scales

Use Micro services to ensure single responsibility pattern along with easier deployment. Instead of making a microservice for the Action Request Center (all preclearance) and another for all post or backend process, we’ll put all Trading into its own microservice.

Use Docker tool for better deployment

Scalable and robust application

Decreased costs to run/host the product in the cloud

Increased productivity through minimized  human intervention

Docker

Micro services